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Senior Audit Manager - Compliance & Risk - Via Michael Page Risk & Compliance

Locatie: Amsterdam

The Senior Audit Manager will support risk assessment, annual planning and audit execution both locally and across the EMEA region.

  • Chance to work for one of the world's leading financial groups
  • Become the team specialist on Compliance & Risk

About our client:
MUFG (Mitsubishi UFJ Financial Group) is one of the world's leading financial groups. Headquartered in Tokyo and with approximately 360 years of history, MUFG is a global network with over 1,800 offices in more than 50 countries including the Americas, Europe, the Middle East and Africa, Asia and Oceania, and East Asia. The Group has over 150,000 employees and offers services including commercial banking, trust banking, securities, credit cards, consumer finance, asset management, and leasing. Through close partnerships among our group companies, the Group aims to be the world's most trusted financial group, flexibly responding to all of the financial needs of its customers, serving society, and fostering shared and sustainable growth for a better world. MUFG's shares trade on the Tokyo, Nagoya, and New York stock exchanges.

Tasks and responsibilities:
Key responsibilities include the following:

  • Leading the planning, execution and reporting of a variety audits, with a specific focus on assurance over Compliance and Risk Management related processes and controls;
  • Supporting the MBE Chief Auditor and Head of Audit in maintaining accurate and complete audit universe sections, risk assessments and appropriate risk-based assurance plans to cover these risks;
  • Assisting with strategy and approach papers for entities and risks within the portfolio, as directed;
  • To have, or to develop, specialist areas of subject matter expertise. These areas will be agreed by the heads of audit based on the team's skills assessment matrix;
  • Delivering continuous monitoring assignments for agreed entities. Maintain constructive relationships with stakeholders so that audit planning and delivery is achieved smoothly and professionally;
  • Leading audit engagements to the required methodology standard. May have responsibility for multiple engagements concurrently;
  • Providing ongoing feedback during and at the end of each engagement; escalate any performance related issues. May include coaching team members;
  • Supporting the implementation of best practice throughout the team by maintaining a strong understanding of relevant audit methodology;
  • Displaying a strong appreciation of risk and control in banking;
  • Coordinating management action plans directly with stakeholders. This may involve the testing of remediated controls and closure of audit issues;
  • Assisting the Head of Audit in preparing third party submissions for the Chief Auditor as relevant;
  • Working collaboratively with all internal audit colleagues regionally and globally;
  • From time to time, may also be required to take a team role in non-'BAU' initiatives e.g. a working group.

Skills and experience:

  • Extensive experience of working in an audit function within the wholesale / investment banking sector, or similar 'Big-4' experience with relevant industry exposure;
  • Relevant professional qualifications in Operational Audit (RO / CIA), Financial Audit (RA / CFA / ACCA) or IT Audit (RE / CISA), Risk Management Audit (CRMA) are desirable;
  • Proven experience with European banking regulations, preferably including direct interactions with DNB or direct exposure to their supervision. Solid understanding of risk management frameworks, expected processes, key risks and associated controls;
  • Demonstrable experience of leading audits on areas related to compliance and / or regulatory affairs, including prudential reporting processes, conduct risk and compliance monitoring programmes;
  • Excellent skills in relation to internal audit methodology, practices, issue and report writing;
  • Business fluency in English and experience in an international work environment. An understanding of the Dutch language and culture is helpful. Experience with Japan or the Japanese corporate culture is desirable.

Personal requirements:

  • Excellent communication skills;
  • Results driven, with a strong sense of accountability;
  • A proactive, motivated approach;
  • The ability to operate with urgency and prioritise work accordingly;
  • Strong decision making skills, the ability to demonstrate sound judgement;
  • A structured and logical approach to work;
  • Strong problem solving skills;
  • A creative and innovative approach to work;
  • Excellent interpersonal skills;
  • The ability to manage large workloads and tight deadlines;
  • Excellent attention to detail and accuracy;
  • A calm approach, with the ability to perform well in a pressurised environment;
  • Strong numerical skills;
  • Excellent Microsoft Office skills.

Our Offer:

  • Competitive remuneration package;
  • Dynamic work environment at the Zuidas in Amsterdam.
Location: Amsterdam

Information and application:


To fulfil this vacancy this organization is working together with Michael Page Risk & Compliance.

Please send your application for Senior Audit Manager - Compliance & Risk at this organization in Amsterdam including your CV via our website.

Job code:


Job posted

30 september 2019
Apply Now

More information:

Mark de Boer
Consultant Risk & Compliance
m. +31 (0) 20 5789444

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